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Trade Control & Brokerage Service Manager

Trade Control & Brokerage Service Manager

Req ID:  105912
Department:  Insto Markets COO
Division:  Institutional
Location:  Bengaluru

About Us

 

At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers.

 

About the Role

 

As a Head of Trade Control & Brokerage Services in our Institutional Markets team, you’ll be responsible for directing and strategically leading a diverse global team across Singapore, China and Bangalore.

 

Reporting to the Head of Front Office Business Support, the role is responsible in delivering effective control and business supervision around rogues’ risk trading, mitigate operational risk and protect the franchise through assertive operations of validation and non-validation controls and timely reconciliation and process of brokerage invoices.

 

This role works closely with various stakeholders including Trading, Sales, Business Managers, Desk Risk Managers, Markets Surveillance, Control testing teams, Audit and Technology teams.

 

Banking is changing and we’re changing with it, giving our people great opportunities to try new things, learn and grow. Whatever your role at ANZ, you’ll be building your future, while helping to build ours.

 

Role Location: Bengaluru

Role Type: Permanent, Fulltime

Work Timing: 6 AM to 3 PM IST

What will your day look like?

 

The Trade Control and Brokerage Services Team is the primary owner of trade validation, non-validation transactional controls and brokerage invoice processing function. The team is responsible for:

 

  • Data quality control for manually captured new trade tickets.
  • Front Office Supervision controls monitoring of Cancel & Amends, Off-Markets Rate and Backdated transactions.
  • Trade reconciliations between trade capture systems.
  • Non-validation transactional controls such as flat book and block deal monitoring.
  • Brokerage Services in reconciling and arranging brokerage invoices for payment.

What will you bring?

 

To grow and be successful in this role, you will ideally bring the following:

 

  • 10+ years of experience in Control Testing and Audit.
  • Extensive knowledge of Markets Products (FX, Rates, Commodities, Credit).
  • Extensive experience in working closely with control testing/auditors/regulators.
  • Excellent knowledge of Operational Risk Management principles, Trade Surveillance, Reconciliations and Controls.
  • Ability to engineer new controls to adapt to regulatory needs.
  • Provide effective business support services, including the change management to a new operating model, within the agreed cost and resourcing budget
  • Maintain and define robust process, procedures and operating model to minimise operational losses.
  • Build collaborative relationships with business partners and other key stakeholders.
  • Review, document and enhance existing controls and parameters.

 

You’re not expected to have 100% of these skills. At ANZ a growth mindset is at the heart of our culture, so if you have most of these things in your toolbox, we’d love to hear from you.

So why join us?

 

From the moment you join ANZ, you'll be doing meaningful work that will shape a world where people and communities thrive.

 

But it's not just our customers who'll feel your impact. you'll feel it too. Because at ANZ, you'll have the resources, opportunities, and support you need to take the next big step in your career.

 

We're a diverse bunch at ANZ in different roles, different locations, doing different things. That's why we have a range of flexible working arrangements, so our people can 'make work, work for them'. We also provide a range of benefits including access to health and wellbeing services and discounts on selected products and services from ANZ and more.

 

At ANZ, you'll be part of an organisation where the different backgrounds, perspectives and life experiences of our people are celebrated. That's because we're committed to building a workplace that reflects the diversity of the communities we serve. We welcome applications from everyone and encourage you to talk to us about any adjustments you may require to our recruitment process or the role itself. If you are a candidate with a disability or access requirement, let us know how we can provide you with additional support.

 

To find out more about working at ANZ, visit https://www.anz.com.au/careers. You can apply for this role by visiting ANZ Careers and searching for reference number 105912.

Job Posting End Date

20/11/2025 , 11.59pm, (Melbourne Australia)

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