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Senior Compliance & Assurance Manager, Prudential

Senior Compliance & Assurance Manager, Prudential

Req ID:  32385
Department:  Compliance Risk (89251576)
Division:  Risk (T87550)

About the role

  • Key regulatory role in our Line 2 Compliance team
  • Oversee the compliance and assurance of ANZ’s Conditions of Registration!
  • Work with a highly engaged and supportive team


At ANZ our purpose is to shape a world where people and communities thrive. We’re making this happen by improving the financial wellbeing and sustainability of our customers so they can achieve incredible things– whether they’re buying a home, building a business or saving for things big or small.


The Senior Compliance & Assurance Manager, Prudential role is critical to making this happen by advising on, maintaining and overseeing the compliance framework governing ANZ’s Conditions of Registration (CoR Framework).


Your responsibilities will include:

  • Develop, implement and maintain the CoR Framework
  • Manage a robust approach to positive assurance over the CoR Framework
  • Manage periodic attestation and breach reporting processes
  • Influence and engage with stakeholders to ensure the framework and our obligations are executed in an effective manner
  • Provide specialist advice and training on matters relating to prudential compliance and
  • Report and present where required to our senior leaders and governance forums


Role Location: Auckland or Wellington

Role Type: Permanent

What will you bring?

To grow and be successful in the role, you will ideally bring the following:


  • Demonstrated expertise in interpreting and applying complex regulatory requirements. Ability to efficiently and effectively acquire regulatory knowledge
  • Demonstrated ability to work productively with regulatory bodies and to lead and manage complex and probing regulatory examinations to ensure best outcomes are achieved for the firm
  • Proven ability to provide sound rationale to influence and persuade stakeholders in the decision making process
  • Relevant degree and at least 4 years’ experience in a legal, regulatory or compliance role
  • Superior verbal and written communication skills, in conjunction with proven ability to form strong relationships across large organisations and to influence and lead change


You’re not expected to have 100% of these skills. At ANZ a growth mindset is at the heart of our culture, so if you have most of these things in your toolbox, we’d love to hear from you.

So, why join us?

There’s something special about being part of ANZ. From the moment you join us, your part of a team working towards a common goal: improving the financial wellbeing and sustainability of our millions of customers.

But it’s not just our customers who’ll feel your impact. You’ll feel it too. Because at ANZ, you’ll have the resources and community you need to take the next big step in your career, towards even bigger things in the future.


We offer a range of benefits tailored to the countries in which we operate including Health and Wellbeing programs and flexible working arrangements.

You’ll also enjoy working in a diverse and inclusive workplace where the different backgrounds, perspectives and life experiences of our people are celebrated. We encourage you to talk to us about any adjustments you may require to our recruitment process or the role itself. If you are a candidate with a disability, let us know how we can provide you with additional support.


To find out more about working at ANZ or to view other opportunities visit You may apply for this role by visiting ANZ Careers and searching for reference number [insert req number xxxxxx]

Job Posting End Date

Monday 27th of March, 2023

Apply now »