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Senior Markets Compliance Manager

Senior Markets Compliance Manager

Req ID:  33388
Department:  Markets Compliance NSW (20330819)
Division:  Risk (T87550)
Location:  Sydney

About the role

At ANZ our purpose is to shape a world where people and communities thrive. We’re making this happen by improving the financial wellbeing and sustainability of our customers so they can achieve incredible things– whether they’re buying a home, building a business or saving for things big or small.


The Senior Markets Compliance Manager is critical to making this happen and will act as a trusted adviser to the Markets business and be responsible for minimising the risk of financial loss due to the imposition of penalties for non-compliance with regulatory requirements by ensuring that the Markets business identifies and manages compliance and regulatory risk.  This role will form part of the Institutional Compliance team supporting the Markets business globally and across all asset classes.


This role is accountable for:


  • Accountable for developing and maintaining collaborative relationships with key internal stakeholders to drive a proactive, consistent and co-ordinated approach to risk management within the Markets business.
  • Provide independent insight and advice to management ensuring potential compliance and regulatory risks are appropriately considered (along with remediation and treatment strategies) and understood throughout strategic decision making. 
  • Contribute to and foster the development of an operational risk and compliance culture across the Markets business and Institutional OR&C function. 
  • Lead objective review and challenge of business risk and compliance activities, processes and contribute to and support solution design for compliance breaches and issues management.
  • Maintenance of strong relationships with Regulators at the functional level, completion of required regulatory returns owned by Compliance and assistance in the provision of information/input to regulators upon request


Role Location: 242 Pitt Street, Sydney NSW 2000
Schedule: Full Time
Role Type: Permanent


What will you bring?

To grow and be successful in the role, you will ideally bring the following:


  • Compliance experience covering OTC derivatives and futures, licensing, and market conduct 
  • Strong communication skills with ability to persuade, influence and build rapport with others, build and sustain relationships with internal and external stakeholders and impart specialist knowledge and build capability in others
  • Sound working knowledge of regulatory/legislative compliance and operating risk management principles and practices
  • Demonstrated ability to remain results focussed in a fast-changing environment
  • In-depth product knowledge, especially in relation to the Markets business and OTC products
  • Proven experience independently managing regulatory relationships
  • Specialist knowledge of OTC derivative reform including margining and risk mitigation, transaction reporting and clearing.


You’re not expected to have 100% of these skills. At ANZ a growth mindset is at the heart of our culture, so if you have most of these things in your toolbox, we’d love to hear from you.

So, why join us?

There’s something special about being part of ANZ.  From the moment you join us, you’re part of a team working towards a common goal: improving the financial wellbeing and sustainability of our millions of customers.


But it’s not just our customers who’ll feel your impact. You’ll feel it too. Because at ANZ, you’ll have the resources and community you need to take the next big step in your career, towards even bigger things in the future.


We offer a range of benefits tailored to the countries in which we operate including Health and Wellbeing programs and flexible working arrangements.


You’ll also enjoy working in a diverse and inclusive workplace where the different backgrounds, perspectives and life experiences of our people are celebrated. We encourage you to talk to us about any adjustments you may require to our recruitment process or the role itself. If you are a candidate with a disability, let us know how we can provide you with additional support.


To find out more about working at ANZ or to view other opportunities visit You may apply for this role by visiting ANZ Careers and searching for reference number 33388

Job Posting End Date

31/03/2023image, 11.59pm, (Melbourne Australia)

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